Adverse Effect
A term that may apply to a property which is on or eligible for the
National Register of Historic Places, adverse affect refers to the diminishment
of a property's integrity, with respect to its location, design, setting,
materials, workmanship, feeling, or association. The term is applied
by federal agency officials, in consultation with the State (or Tribal)
Historic Preservation Officer, as part of the Section 106 process.
Advisory Council on Historic Places (A C H P)
Established by the National Historic Preservation Act in 1966,
the A C H P is an independent Federal agency that promotes the preservation,
enhancement, and productive use of the nation's historic resources.
It serves as the primary advisory agency for the president and congress
on historic preservation policy.
Bureau of Land Management (B L M)
An agency under the Department of the Interior (D O I) that concentrates
its efforts in studying, protecting and maintaining the diversity and
productivity of America's 262 million acres of public lands. The Department
of Transportation is required to cooperate and consult with the D O
I in developing transportation plans that impact Section 4(f) resources.
This coordination is a part of the Section 4(f) evaluation process.
Conservation Easement
A legal agreement between a property owner and a qualified land conservation
organization, a conservation easement restricts the type and amount
of development that may take place on a property. Each easement is tailored
to the particular property and the needs and interests of the individual
owner.
Constructive Use
A type of indirect use in which a transportation project's proximity
impacts (as opposed to direct impacts) are so severe that the protected
activities, features, or attributes that qualify a resource for protection
under Section 4(f) are substantially impaired. Examples include excessive
noise level increases, diminished aesthetic features, ecological intrusions,
and other indirect impacts to the resource's environment or utility.
Cultural Resources
Any historic (or prehistoric) district, site, building, structure, or
object that is either listed or eligible for listing on the National
Register of Historic Places. Examples include such items as artifacts,
records, structures and remains.
Department of the Interior (D O I)
The nation's principal conservation agency, the D O I plays an important
role in conserving the nation's natural and cultural heritage. It houses
many other agencies, including the Bureau of Land Management, the National
Park Service, the Fish and Wildlife Service, the Bureau of Reclamation,
and the Bureau of Indian Affairs. Section 4(f) requires the Department
of Transportation to cooperate and consult with the D O I in developing
transportation plans that impact Section 4(f) resources.
Department of Natural Resources (D N R)
Maryland's natural conservation agency, the D N R plays a vital
role in preserving and protecting the state's public lands, forests,
fish, plant, and wildlife resources. It provides input to the Maryland
State Highway Administration during the project development process
to identify natural resources of concern that are taken into consideration
during the Section 4(f) and N E P A processes.
Department of Transportation (D O T)
As the Federal steward of the nation's transportation system, the
D O T speaks for transportation in the Federal government. It houses
many agencies that provide transportation services to the American public,
including the Federal Highway Administration, the Federal Transit Administration,
the Federal Aviation Administration, and the U.S. Coast Guard. Section
4(f) of the D O T Act of 1966 stipulates that agencies within the D
O T cannot approve the use of land from a significant publicly owned
public park, recreation area, wildlife or waterfowl refuge, or any significant
historic site unless there is no feasible and prudent alternative to
the use of land.
Eligible
Refers to properties that meet the National Park Service Criteria for
eligibility for listing on the National Register of Historic Places.
Extraordinary Magnitude
A reference to exceedingly high costs or other objectionable factors
associated with a project alternative, extraordinary magnitude characterizes
the impacts to Section 4(f) or non-Section 4(f) resources as beyond
the boundaries of feasible and prudent.
Feasible and Prudent
A term that is integral to the Section 4(f) process, feasible and prudent
refers to the viability of an alternative that avoids the use of a Section
4(f) resource. The term "feasible" refers to the constructibility
of a project whether or not it can be built using current construction
methods technologies and practices. The term "prudent" refers
to how reasonable the alternative is in essence, whether or not
it makes sense. Given a range of options, a transportation agency must
select an avoidance alternative if it is feasible and prudent. By contrast,
an alternative may be rejected if it is not feasible and prudent. An
alternative may be considered not feasible and prudent for any of the
following reasons:
Federal Highway Administration (F H W A)
One of several agencies in the U.S. Department of Transportation,
the F H W A provides federal financial assistance to the states through
the Federal Aid Highway Program, the purpose of which is to construct
and improve the National Highway System, urban and rural roads, and
bridges.
Housing and Urban Developement (H U D)
Founded 1965, H U D administers programs that are directed at providing
a decent living environment for every American. Section 4(f) requires
the Department of Transportation to cooperate and consult with H U D
in developing transportation plans that impact Section 4(f) resources.
Indirect (Secondary) Effects
Impacts caused by direct effects (direct impacts) but that occur later
in time and are farther in distance. (For more information, see 40 CFR
1508.8[b].)
Intermodal Surface Transportation Efficiency Act (ISTEA)
ISTEA was enacted to develop a national intermodal surface transportation
system. Funds were authorized for the construction of highways, and
for highway safety and mass transit programs. The purpose of the National
Intermodal Transportation System is to connect all forms of transportation
to reduce energy consumption and air pollution, while promoting economic
development and supporting international commerce.
Incidental, secondary, occassional and
dispersed
Minor or casual activities that may occur on publicly owned land that
is open to the public but not managed as, or planned to be, a park or
recreation area. An example would be property acquired as open space
where people may picnic or walk their dogs, but that public officials
do not consider to be significant as a park.
Land and Water Conservation Fund Act (L W C
F A)
Passed by Congress in 1965, the act established the Land and Water
Conservation Fund, a matching assistance program that provides grants
which pay half the acquisition and development cost of outdoor recreation
sites and facilities. Section 6(f) of the act prohibits the conversion
of property acquired or developed with these grants to a non-recreational
purpose without the approval of the Department of Interior's (D O I's)
National Park Service. The D O I must ensure that replacement lands
of equal value, location and usefulness are provided as a condition
of such conversions. Consequently, where conversions of Section 6(f)
lands are proposed for highway projects, replacement lands are required.
Late Discovery
A circumstance in which a previously unknown Section 4(f) resource is
found after a project is already underway. A late discovery can occur
during the construction phase of a project or during the preparation
of the Final Environmental Impact Statement (F E I S).
Legal Sufficiency Review
A review that is required by the Federal Highway Administration for
final environmental impact statements (F E I S s) and final Section
4(f) evaluations. The purpose of the review is to ensure that Section
4(f) and NEPA requirements have been met and are legally defensible.
A legal sufficiency review is not a technical review; rather, it is
a review of Section 4(f) and NEPA documentation and compliance efforts,
and an attempt to make sure that these efforts correspond with the law.
Maryland Department of the Environment (M D E)
The state agency responsible for developing Maryland 's environmental
policy and overseeing its regulatory process. The M D E provides input
to the Maryland State Highway Administration to identify resources of
concern where transportation project alternatives require state environmental
authorizations.
Maryland Historical Trust (M H T)
Formed in 1961, the M H T aids the study, identification, evaluation,
preservation and interpretation of Maryland's significant prehistoric
and historic districts, sites, structures and cultural artifacts. Through
the Office of Preservation Services, the M H T provides project review
for compliance with Section 106 of the National Historic Preservation
Act. The Department of Transportation generally uses the Section 106
process as a method by which a cultural resource's significance is determined
for a federal undertaking under Section 4(f).
Memorandum of Agreement (M O A)
Official documentation specifying the terms of agreement between government
agencies regarding work to be completed.
Minor Use
A term that characterizes, as relatively small, the amount of land acquired
by a transportation agency when applied to parks, recreation lands,
and wildlife and waterfowl refuges. For an acquisition to be considered
minor use, it must meet the following specifications:
|
Resource Size
| Portion
Acquired
|
| <
10 acres |
10%
of the site |
| 10
- 100 acres |
1
acre of the site |
| >
100 acres |
1%
of the site |
With respect to historic sites, an acquisition is considered to be a
minor use when there is a determination of "no adverse effect"
(or "no effect").
Minimization
Minimization involves measures developed during the planning phase of
a project to reduce proposed impacts to a resource. Minimization measures
could include alignment shifts, a commitment to off season construction,
replacement of land or facilities, restoration or landscaping, or payment
of fair market value for impacted lands.
Mitigation
An effort to replace land or facilities either with resources that are
comparable in value and function, or with monetary compensation that
can be used to enhance the remaining land. The cost of mitigation should
be a reasonable public expenditure in light of the severity of the impact
on the Section 4(f) resource.
National Environmental Policy Act (N E
P A)
The National Environmental Policy Act of 1969 (N E P A) is considered
to be the basic "National Charter" for protection of the environment.
N E P A requires that, to the extent possible, the policies, regulations,
and laws of the Federal Government be interpreted and administered in
accordance with the protection goals of the law. It also requires Federal
agencies to use an interdisciplinary approach in planning and decisionmaking
for actions that impact the environment. Finally, N E P A requires the
preparation of an E I S on all major Federal actions significantly affecting
the human environment.
National Historic Preservation Act (N H P A)
A federal law established in 1966, the N H P A requires Federal agencies
to consider the effects of their undertakings on historic properties
and provide the Advisory Council on Historic Preservation with an opportunity
to comment on such undertakings. Section 106 of the National Historic
Preservation Act mandates consideration of a project's effect on historic
resources in much the same way as Section 4(f). Because of their similarities,
the relationship between Sections 4(f) and 106 is a common source of
confusion. The most important connection between the two statutes is
that the Section 106 process is generally the method by which a cultural
resource's significance is determined for a federal undertaking under
Section 4(f).
National Park Service (N P S)
An agency within the US Department of the Interior, the N P S preserves
the natural and cultural resources and values of the national park system
for the enjoyment, education, and inspiration of current and future
generations. The N P S is keeper of the National Register of Historic
Places. Under the Section 6(f) of the Land and Water Conservation Fund
Act, the N P S reviews land conversions for transportation projects
that require replacement lands.
National Register of Historic Places (N R H P)
The Nation's official list of cultural resources worthy of preservation.
Authorized under the National Historic Preservation Act of 1966, the National
Register is part of a national program to coordinate and support public
and private efforts to identify, evaluate, and protect our historic and
archeological resources. Properties listed in the Register include districts,
sites, buildings, structures, and objects that are significant in American
history, architecture, archeology, engineering, and culture. The National
Park Service administers the National Register, which is part of the U.S.
Department of the Interior.
National Wild and Scenic River Act
A 1968 law that preserves specific rivers identified as having remarkable
qualities worthy of preservation.
Official with Jurisdiction
The legal representative at the agency owning or administering the resource,
unless the agency has delegated or relinquished this authority via formal
agreement.
Program Open Space (P O S)
Program Open Space (P O S), developed by the Department of Natural Resources,
is a nationally recognized program that provides funding for Maryland's
state and local parks and conservation areas. Any conversion of land
acquired or developed under a State grant from Program Open Space requires
approval of the Secretary of the Department of Natural Resources, the
Secretary of the Department of Budget and Fiscal Planning, and the Director
of the Department of Planning. It also requires replacement with land
of at least equivalent area and of equal recreation or open space value.
Programmatic Evaluation
Programmatic Section 4(f) evaluations can be used in place of individual
evaluations for highway projects where uses are considered minor. The
primary advantage of a programmatic evaluation is that it saves time.
Unlike an individual evaluation, a programmatic evaluation does not
require a draft, a comment period, or circulation, because its framework
and basic approach has already been circulated and agreed upon by the
US Department of the Interior (D O I). Project specific details are
then applied to the programmatic to determine whether or not it can
be used. Programmatic evaluations are usually approved much faster than
individual evaluations.
Prudent
(See Feasible and Prudent.)
Public Easement
A public easement includes any interest in land that is not possessory
and that, upon land that may be owned by another person, is reserved
by the department or granted to the state for use by or the benefit
of the public, including an access easement, survey easement, and utility
easement.
Public
Public use entails visitation for more than a select group of the public
at any time during normal hours of operation.
Publicly Owned
Property that is owned/operated by a public entity. If a governmental
body has a proprietary interest in the land (such as fee ownership,
drainage easements or wetland easements), it can still be considered
publicly owned. Land subject to a public easement in perpetuity can
also be considered to be publicly owned land for the purpose which the
easement exists.
Right-of-Way (R O W)
A type of easement that gives the state transportation agency the right
to use property it does not own.
Section 106
Under Section 106 of the National Historic Preservation Act of 1966,
as amended, federal agencies must identify and evaluate cultural resources
and consider the impact of undertakings they fund, license, permit,
or assist on historic properties eligible for inclusion in the National
Register of Historic Places. The federal agencies must afford the State
Historic Preservation Officer and the Advisory Council on Historic Preservation
the opportunity to comment on these undertakings.
Section 6(f) of The Land Water Conservation
Fund Act (L W C F A)
Section 6(f) directs the Department of the Interior (National Park Service)
to assure that replacement lands of equal value, location and usefulness
are provided as conditions to approval of land conversions. Therefore,
where a Section 6(f) land conversion is proposed for a highway project,
replacement land will be necessary.
Significance
Significance means that in comparing the availability and function of
the resource with the recreational, park, and refuge objectives of that
community, the resource in question plays an important role in meeting
those objectives. If a determination from the official with jurisdiction
cannot be obtained, the Section 4(f) land will be presumed to be significant.
All determinations (whether stated or presumed) are subject to review
by FHWA for reasonableness.
State Highway Administration (S H A)
As part of the Maryland Department of Transportation, S H A is responsible
for more than 16,000 lane miles of interstate, primary and secondary
roads, and more than 2,500 bridges. S H A employees plan, design, build
and maintain these roads and bridges to the highest safety and performance
standards possible while paying close attention to sociological, environmental,
ecological and economic concerns. As the project lead the S H A develops
environmental documentation for the US Department of Transportation
to comply with the National Environmental Policy Act and Section 4(f)
of the Department of Transportation Act.
State Historic Preservation Officer (S H P O)
A governor-appointed position and, typically, a member of a state
historic preservation agency, the S H P O provides project review and
compliance of Section 106 of the National Historic Preservation Act.
The Department of Transportation generally uses the Section 106 process
as a method by which a cultural resource's significance is determined
for a federal undertaking under Section 4(f).
Substantially Impaired
Substantial impairment occurs only when the protected activities, features or attributes of the resource are substantially diminished
Temporary Occupancy
A temporary occupancy of land is so minimal that it does not constitute
a use within the meaning of section 4(f) when the duration is temporary,
the scope of work is minor, there are no anticipated permanent adverse
physical impacts, and the when land will be fully restored. There must
be documented agreement of the appropriate Federal, State, or local
officials having jurisdiction over the resource regarding the above
conditions.
Transportation Enhancement Activities (T E A s)
Transportation enhancement activities are projects that improve communities'
cultural, aesthetic and environmental qualities. Eligible activities
include bicycle and pedestrian pathways, historic preservation, acquisition
of conservation or scenic easements, rails-to-trails projects, and the
mitigation of water pollution due to highway runoff.
Transportation Equity Act for the 21st Century
(T E A - 21)
The Transportation Equity Act for the 21st Century (T E A -21) authorized
over $200 billion to improve the Nation's transportation infrastructure,
enhance economic growth and protect the environment. T E A -21 provides
new opportunities to improve air and water quality, restore wetlands
and natural habitat, and rejuvenate urban areas through transportation
redevelopment, increased transit and sustainable alternatives to urban
sprawl.
United States Army Corps of Engineers (U S A
C E)
The U S A C E is generally involved in reviewing Department of Transportation
projects for compliance with various federal regulations, including
the National Environmental Policy Act and Section 4(f).
United States Coast Guard (U S C G)
One of the agencies within the US Department of Transportation that
is required to comply with Section 4(f). The U S C G provides a broad
range of services, including maritime safety, maritime mobility, maritime
security, national defense, and protection of natural resources.
United States Department of Agriculture (U S
D A)
Founded in 1862 the U S D A provides multiple services directed
at the well-being of U.S. agriculture. The Department of Transportation
is required to cooperate and consult with the U S D A in developing
transportation plans that impact Section 4(f) resources. This coordination
is provided through the Section 4(f) evaluation process either done
individually or programmatically.
Use
Generally, "use" occurs with a D O T approved project or program
(1) when land from a Section 4(f) site is acquired for a transportation
project, (2) when there is an occupancy of land that is adverse in terms
of the statute's preservationist purposes, or (3) when the proximity
impact of the transportation project on the Section 4(f) site, without
acquisition of land, are so great that the purposes for which the Section
4(f) site exists are substantially impaired.
The following types of work do not "use" land from a Section
4(f) site, provided the historic qualities of the facility will not
be adversely affected: (a) modification or rehabilitation of a historic
highway; and (b) maintenance or rehabilitation of a historic bridge.
Such determinations should be made only after the S H P O and the A
C H P have been consulted and have not objected to the finding.
Unique Problems
Unique problems are present when there are unusual factors, or when
the costs or community disruption reach extraordinary magnitude.